State-Specific Addenda
Jurisdictional Disclosures for Sierra Crest Advisors, LLC.
Sierra Crest Advisors, LLC is an investment adviser registered with the United States Securities and Exchange Commission (SEC). While our primary regulatory oversight is conducted at the federal level, we notice-file and maintain compliance with the securities divisions of individual states where we conduct business or hold a requisite number of clients.
Certain state jurisdictions mandate supplemental disclosures beyond the federal requirements found in our Form ADV Part 2A and Form CRS. The addenda below contain specific legal, privacy, and fiduciary notifications required for residents of these respective states. If you are a resident of a state listed below, please review the applicable addendum carefully.
Nevada Residents
Principal Office Jurisdiction: Sierra Crest Advisors, LLC maintains its principal place of business within the State of Nevada. We operate in strict adherence to Nevada’s fiduciary standards for investment advisers.
Privacy Rights (NRS 603A): Pursuant to Nevada law, consumers may opt out of the sale of certain covered information collected by operators of websites or online services. Please note that Sierra Crest Advisors does not sell your personal or financial data. For more information on how we protect your data in accordance with the Gramm-Leach-Bliley Act (GLBA) and state law, please review our Privacy Policy.
California Residents
CCPA / CPRA Notice: The California Consumer Privacy Act (CCPA), as amended by the California Privacy Rights Act (CPRA), grants California residents specific rights regarding their personal information. However, personal information collected, processed, sold, or disclosed pursuant to the federal Gramm-Leach-Bliley Act (GLBA) is generally exempt from the CCPA/CPRA.
Because Sierra Crest Advisors collects personal information primarily to provide regulated financial services to you, this information falls under the GLBA exemption. For non-GLBA data (such as general website visitor analytics), California residents have the right to request access, correction, or deletion of their data. Please direct any such requests to [email protected].
Texas Residents
Client Inquiries & Complaints: Sierra Crest Advisors, LLC is notice-filed with the Texas State Securities Board. Texas clients who wish to verify our registration status or who have complaints that cannot be resolved through our internal compliance department may contact the Texas State Securities Board at P.O. Box 13167, Austin, Texas 78711-3167, or by telephone at (512) 305-8300.
Additional Jurisdictions: The absence of a specific state on this page does not indicate that Sierra Crest Advisors is unregistered or unauthorized to conduct business in that state. We notice-file in all jurisdictions where we meet the de minimis client thresholds. If you are a resident of a state not listed here and require information regarding our filing status or state-specific rights, please contact our Chief Compliance Officer.
This page is intended for informational purposes only. The information provided does not alter, amend, or supersede the comprehensive disclosures provided in our formal Form ADV Part 2A Brochure or your executed Investment Advisory Agreement.